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For Hegel the rational whole has greater claim than its parts; the group more reality than the individuals who compose it. This has become the justification of authoritarian creeds from Fascism to Soviet Communism. Søren Kierkegaard, who hated rationality and worshipped the individual, took over something of Hegel's dialectic, which survived in the existentialism of Martin Heidegger and Jean Paul Sartre. A modified Hegelianism ruled under F. H. Bradley, Bernard Bosanquet and T. H. Green in England until the turn of the century, when its spell was finally broken by logical positivism, the pragmatism of William James, Bertrand Russell's logical atomism and the linguistic approach of Ludwig Wittgenstein.[1]
“Dialectic is based on a grand division of thesis, antithesis, and synthesis,” according to Steven Kreis.
Noncognitive Language and Political Inquiry
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This kind of analysis suggests several things with respect to the
import of noncognitive language use within political inquiry. One
can systematically study noncognitive language, make a variety of
characterizing knowledge claims concerning its use, the occasions
for its employment, its relationship to a system of socially
sanctioned norms. We can subject it to content analysis.
Noncognitive utterances can be utilized for manipulative or
predictive advantage—but it should be clear that noncognitive
language cannot be itself employed to make knowledge claims. A
noncognitive utterance is noncognitive—and whatever we do with it,
we cannot use it to utter a truth.
As is the case with all serious issues of language use, it is
relatively easy to draw a distinction by choosing clear cases. It is
evident that ceremonial and performative language is, in and of
itself, noncognitive. It is equally clear in many instances of
expressive use. But there are any number of instances in which a
clear distinction cannot, without argument, be made. We all are
prepared to recognize that the individual who refers to another as a
“bastard,” is not using the language for specifically cognitive
purposes. He is primarily expressing disdain. To ask him what the
measure of a “bastard” is, is largely inappropriate. Similarly,
terms like “Fascist pig,” “racist,” and “the Establishment,” have
little cognitive content, but emphatic expressive force, But it
seems equally clear that such cases may not be purely
expressive. One can, in many instances, draw cognitive information
from the agents of such utterances if one has the opportunity and
the patience. One can, under certain conditions, appropriately ask,
“What do you mean when you call someone a ‘bastard,’ ‘a Fascist
pig,’ . . . ‘a racist’ ?“ It is even remotely possible that one’s
interlocutor had some specific cognitive meaning in mind before
employing such locutions.
There are whole classes of linguistic utterances that seem to be largely, if not exclusively, noncognitive and yet in and of themselves may have, and often have been credited with, significant cognitive import. Myths, phantasies and imaginings have been suggested as being among them. We do talk of daydreams as phantasies and thereby attribute to them an all but exclusive expressive function. Similarly, we speak of wish fulfillment in our imaginings, and we tend to think of myths as some kind of collective phantasy. And yet there are a number of political thinkers who attribute some special cognitive merit to the linguistic products they identify as myth, imaginings and phantasy.
Early in the present century, for example, Georges Sorel maintained
that only “myth” could give us “global knowledge” of complex
political phenomena.’ More recently (as we have seen) Russell Kirk
has insisted that it is “imagination” alone that can make social
science scientific.2 Mulford Sibley, in turn, has maintained that
“unscientific truths” govern political wisdom—and Herbert Marcuse
contends that “phantasy” and “intuition” are in some sense
cognitively critical to political inquiry.
Such claims are interesting for a variety of reasons, but primarily
because they focus attention on an ill-defined class of linguistic
performances that are very difficult to analyze. What sort of
“truths” are “unscientific truths”? Does “intuition” have an
unequivocal cognitive function? Are “phantasy” and “imagination”
necessary adjuncts to the enterprise we recognize as scientific? The
questions involve, of course, a variety of issues that can only be
alluded to, but there is one central issue which demands attention,
not only because there have been some prominent representatives of
the tradition it represents, but because it is a major theme in one
of the contemporary student subcultures. That issue is whether there
can be a “political science” or a “science of society” at all.
We are all familiar with most of the mock arguments advanced in
support of the privative claim that there can be no “science” of
society (and inferentially no political “science”). Our concern here
will be restricted to the argument advanced by Sorel, because
central to his argument is his insistence that “myths” rather than
science afford us special social and political truths that are truer
than true.
Sorel simply insisted that a “science of society” was, in principle,
impossible. Not only could predictions about the political future
not be tendered, but he went on to insist that we are simply
incapable of determining “whether one hypothesis about it is better
than another.”4 The claims made by Kirk, Sibley and Marcuse, and
those in much the same tradition, are far more muted, more
defensible, and, in general, more complex than those made by Sorel.
They are in substantial agreement, however, insofar as all claim
that political inquiry can never be a “science” as long as it
confines itself to “positivistic” devices—that is, as long as it
treats political matters as though they can be analyzed into
concerns within the three domains of discourse: the analytic, the
synthetic and the normative—as long as men insist that questions
about man’s individual and collective political behavior can be
answered by employing the techniques of analytic, linguistic, and
experimental precision, and controlled and public interpretation.
All insist that some “extrascientific” adjunct is necessary. in the
case of Sorel, the “myth” is invoked. In the case of Kirk and Sibley
appeal is made to religious or poetic “faith.” Marcuse makes
recourse to “phantasy,” “intuition” and the “concrete dialectic” to
supplement the “positivistic” devices of contemporary social
science.
The familiar linguistic products of “faith,” “imagination,” “phantasy,”
and “intuition” are at best interstitial with respect to the
cognitive and noncognitive ranges of discourse. We tend to
characterize imaginings and phantasies as “wish fulfillments,”
essentially expressive. We identify faith with profoundfeelings.
And yet, in some sense, we want to attribute cognitive merit to
at least some of the linguistic by-products of faith and phantasy—which
may suggest that we use such terms loosely, to cover a wide variety
of performances and a disparate collection of linguistic entities.
Whatever the case, it is not the case that imaginings,
phantasies, and intuitions are exclusively productive of
noncognitive consequences. The question is whether their products
are anything more than tangentially cognitive, whether they
can serve as special “extrascientific” sources of social and
political wisdom.
Sorel’s work anticipated a great deal of the “anti-behavioralist”
and “anti-positivist” criticism that has come to characterize the
work of scholars like Marcuse, Kirk and Sibley. In a sense, Sorel
has been father to a long line of critics, each equally dubious
about the merits of social science—and each prepared to supplement
standard science with special cognitive tools ranging from myths to
mystic insights. Sorel shares other features with his heirs—his work
is particularly difficult to analyze. On the one hand, he was, by
his own and almost everyone else’s judgment, a notoriously bad
writer whose prose more often followed psychological, rather than
logical, order.5 On the other hand, because he disdained “precision”
and deplored “the artificial rigor of intellectualism,” it is, more
often than not, extremely difficult to reconstruct his arguments
with any confidence whatsoever. Sorel simply failed to articulate
all the premisses of his arguments and therefore his discussions are
frequently perplexingly elliptical. For at least these reasons,
Sorel could be, at one time or another, a defender of the
proletariat, an advocate of an insistent, if transmogrified,
Marxism, and a protagonist of bourgeois virtues—a defender of
radical libertarianism and an anti-Semite—a radical revolutionary
and a traditionalist—a socialist and a defender of monarchism—an
enthusiast of Lenin and Mussolini as well. His writings have been
understood to have influenced Marxism-Leninism, National Socialism,
and Fascism.6 As is the case with works of art, everyone seems to
“interpret” Sorel’s work in accordance with his own lights.
It would be simple enough to interpret Sorel’s work as “art” or
“poetry,” having primarily, if not exclusively, expressive function—
to say that the author employed his prose as a vehicle to ventilate
his sentiments and that his readers have subsequently and similarly
ventilated themselves in reading it, each coming away from Sorel
with nothing more than they brought to him. No cognitive exchange
has taken place. But such an appraisal hardly seems to do justice to
the serious thought one finds in Sorel. The question is whether the
serious content of Sorel’s account involves any appeal to other than
standard cognitive elements and procedures. Is it true, in effect,
that Sorel’s analysis of political life involves an appeal that is “transcientific,”
that his “myth” is a necessary supplement to the analytic and
empirical devices available to normal science?
If one considers Sorel’s work in its entirety, it is obvious that
his disclaimers concerning the possibility of a “science of
politics” are by and large directed against “scientific socialism,”
the “science of society” touted by the “orthodox Marxists” of the
turn of the century.7 He insisted that Marx, himself, had made “many
and sometimes enormous” errors. He argued that Marx, as well as his
orthodox protagonists, had employed vague and ambiguous formulations
in theory construction which afflicted their arguments with
equivocations. Moreover, it was obvious, in many instances, that
wherever a truth claim was made by Marxists without equivocation,
empirical fact had infirmed them.
It is clear that whatever objections Sorel might legitimately (or
illegitimately) raise against Marxism as a “positive social
science,” those objections could hardly serve to invalidate all
and any efforts at constructing an adequate social or
political science. For Sore! to warrant the claim that we are in no
position to discuss whether one rather than another theory about the
future of society is more or less credible would require more
evidence than that one or another theory about the future was wrong.
As a matter of fact even the most elementary inventory of the truth
claims made by Sore! indicates that he, himself, claimed to have not
only a more comprehensive, but a more competent theory about
social futures than any alternate candidate theory.
The fact is that Sorel attempted a special empirical theory
of individual and collective motivation. His theory of society and
political behavior was predicated on a collection of general
knowledge claims concerning the behavior of man. “To say that we are
acting,” Sorel maintained, “implies that we are creating an
imaginary world placed ahead of the present world and composed of
movements which depend entirely on us.” To have advanced such an
assertion is to claim that before men act they entertain anticipated
outcomes, “imaginary worlds,” which guide their performance. This is
clearly an empirical knowledge claim and is confirmed or
disconfirmed by collecting empirical evidence. Do men, in fact,
invoke “imaginary worlds” before they act? Do they always do
this? Under what circumstances do they—if they don’t
undertake such invocations universally?
These “imaginary worlds,” for Sore!, constitute conjectured outcomes
which guide the acts of individual men—when they become collective
imaginings they constitute a “myth.” Sorel maintained that “science”
did not understand the function of such imaginings and such myths,
and consequently “science” could afford only a “misleading idea of
the forces which really move men.”9 All of which may be perfectly
true, but takes us not one step toward confirming the contention
that a “science of society” is in principle impossible or that
science requires some exotic adjuncts to issue significant knowledge
claims.
To have said that one account of the forces that move men is wrong
or inadequate implies that some other account is correct or more
adequate. It would seem, therefore, that one can distinguish
more or less adequate hypotheses about man’s social and political
future. If two sets of propositions are advanced to account for
man’s past and present political behavior, and one which includes an
account of the role of “myths” is more adequate, it would follow
that a hypothesis which employed “myths” for predictive leverage
would be inductively more creditable. Unless we are completely
mistaken about induction and the advantages it affords for
prediction, an adequate explanation of man’s political behavior
would give us predictive advantage. If Sorel is saying anything at
all, he is claiming that his account, which includes an appreciation
of the function of “myth,” is a more adequate account than any
competitor and consequently any anticipation of futures would have
to entertain knowledge of the “myths” which mobilize men to
collective effort. A “myth” would be nothing more than a collection
of symbols or signs that represent “all the strongest inclinations
of a people. of a party or of a class, inclinations which recur to
the mind with the insistence of instincts in all the circumstances
of life” through which men “reform their desires, passions, and
mental activity.”
Thus the “myth” itself
may be a symbolic figuration, a noncognitive expression of
“inclinations,” but as such would be neither true nor false, is no
special supplement to normal science, and would hardly qualify as
the source of “global” or “synoptic” knowledge. A “myth,” as Sorel
employs the term, is a device which taps “inclinations,” and if it
is successful it mobilizes men to some sort of reasonably specific
action. But to anticipate its success we would have to know what
“inclinations” are harbored by a people, a party or a class. In
retrospect we can reconstruct those “inclinations.” All such
activity is obviously empirical—and it is just such activity that we
characterize as “standard science.”
To define a myth as that linguistic device, that “body of images which, by intuition alone, and before any analyses are made, is capable of evoking as an undivided whole the mass of sentiments of a party, sect or class,” is to make an analytic and empirical knowledge claim. There is such a thing as a myth, defined in a specific manner, which does, in fact, evoke in men an undivided mass of sentiments. This is an empirical proposition in motivational psychology and is subject to the evidence conditions which govern truth ascriptions in that universe of discourse. Men who act as a consequence of compelling myths do not themselves “analyze” any more than the individuaL who uses expressive language “analyzes” before employing it or being aroused by it. Expressive language either successfully or unsuccessfully evokes sentiments in others—but it is, in itself, neither true nor false. Neither purely expressive language nor myth, so understood, is cognitive. We can, as Sorel does, make cognitive claims concerning myths. Whether any myth does in fact evoke “as an undivided whole the mass of seritiments” of a party, faction or people is an empirical question--- and is answered by standard empirical techniques.
Myths, as Sore! construes them, are not “paralogical” or
“transcientific” adjuncts to the scientific enterprise. As he
understands them, they constitute complex and essentially expressive
utterances which are employed to invoke certain determinate
behavioral responses. They, in and of themselves, are neither true
nor false. Truth or falsity can be responsibly assigned only to
Sorel’s claim that he has correctly identified the psychological
forces that move men to act. This is a straightforward, if complex,
empirical claim and is subject to the common tests of standard
science. If the claim is true, Sore! has contributed to the science
of politics and the science of society. Moreover, he has, wittingly
or unwittingly, shown that his disclaimers—that one cannot have such
a science and that one cannot determine the merit of alternate
predictions about the future of political and social man—are
unfounded. His very efforts deny his own contentions. Sorel
contributed to political and social science, and nothing he said
indicates that in making that contribution Sore! employed anything
other than the standard procedures of analytic and empirical
inquiry.
This is, of course, precisely how Vilfredo Pareto understood Sorel’s enterprise. Sorel’s “myth” was no more than a special case of what Pareto called a “derivation” in the Trattato. The “myth” was a condensed symbol, a collection of images, which lent expression to the sentiments which moved men to act. “Myth,” itself, was a descriptive concept in a specific theory of political motivation, the merit of which could be assessed by normal experimental techniques.
This interpretation of “myth” seems to be, as a matter of fact,
tacitly or explicitly accepted in contemporary discussions of
political motivation. Thus Murray Edelman’s intersting account of
the Symbolic Uses of Politics speaks of “myths” which have a
“powerful emotional pull” and which function to provide a sense of
community among a determinate collection of men, as well as a
“powerful means of expression for mass publics.” “Myths” are
composed of “condensation symbols” which derive their “metnings”
from the “psychological needs of the respondents”; they “condense
into one symbolic event, sign, or act, patriotic pride, anxieties,
remembrances of past glories or humiliations, promises of future
greatness: some one of these or all of them.” 1 2 Such symbolic or
mythic locutions either assist in “social adjustment” or serve to
“externalize” individual or collective psychological problems. Some
men come to understand symbolic or mythic language use and employ it
instrumentally, to further their own special interests—which means
that while symbolic or mythic language is, in and of itself,
expressive, it can be both cognitively assessed, and cognitively
employed as well. In and of itself symbolic or mythic language is
neither true nor false, but as a component of a more extended theory
of human motivation, “symbols” and “myths” serve as descriptive
and/or theoretical concepts—subject to the truth conditions
governing any significant knowledge claims.
Clifford Geertz’s discussion of “symbol systems” follows the same
analysis. Geertz’s account turns on alternate interpretations of
symbolic language that have been offered—and he dismisses some as
too “rudimentary to cope with the complexity of the interaction
among social, psychological, and cultural factors” involved. Geertz
offers an outline of a more comprehensive theory of symbolic
language and its functions in political and social circumstances.
Such language employments, in and of themselves, have something of
the species traits of analogy, metaphor, trope, pun or paradox, and
are deployed to suggest more complex meanings than those of “the
tempered language of science.” Symbolic language serves to afford a
“template for the organization of social and psychological processes
. . . in situations where the particular kind of information they
contain is lacking, where institutionalized guides for behavior,
thought, or feeling are weak or absent.” As such, symbolic or mythic
language is neither true nor false. It is either effective or
ineffective. What is subject to cognitive scrutiny is the explicit
and empirical theory of symbolic or mythic language.13 As such,
“myth” and “symbolic language” can be absorbed without remainder
into the body of social science. It is not a “paralogical” or
“transempirical” supplement, but a relatively specific theory of
individual or collective motivation, a special theory within the
confines of empirical psychology—and possessed of as much truth as
is contained in the well-confirmed inductive and lawlike
generalizations upon which it rests.
If Sorel’s “myths” can, and have been, so accommodated, Kirk’s
“Imagination” and Sibley’s “prescientific” and “postscientific”
knowings are still (as has already been suggested) more easily
assimilated. Whatever “imagination,” “intuition,” “insight,” and
“transcientific” knowings are understood to be, everyone is prepared
to admit that the pursuit of knowledge begins with something loosely
called “intuition” or “imagination.” We Intuit similarities between
things in generating our first preliminary conceptual schemata with
which we learn to orient ourselves in the world. We employ
imagination in order to generate speculative hypotheses about the
world of things and the world of men. We have already suggested,
several times, that there is no determinate logic of discovery. Men
go about discovering relations between variables in strange,
complex, and curious fashions. However they hit upon such
relations, such relations cannot be advanced as true until
they have been made subject to empirical test. Intuition and
imagination, no matter how confidently felt or insistently defended,
can never, in themselves, warrant the truth of any knowledge claim.
The mathematician may hit upon a solution to a complex mathematical
problem in his sleep, but the certification of its truth will not be
the consequence of sleeping. He will not recommend sleeping to his
audience as a truth certifying technique---what he will do will be
to publicly calculate the answer to his problem by employing the
standard techniques of mathematical proof in order to establish the
merit of his initial “intuition.” Any other effort would be
dismissed as inconsequential. Similarly, we may intuit or imagine
the relationship between some specific kind of family environment
and a disposition to enlist oneself in one or another political
organization, but our intuition or imagination cannot, in and of
themselves, produce the truth warrant that would compel responsible
cognitive assent on the part of any rational audience.
Marcuse’s appeal to “phantasy” and “intuition” is no less subject to
the same assessment. It is very difficult, of course, to determine
what Marcuse means to say since he has, like Sorel before him, very
little sympathy with the demand for linguistic precision. His
language is that of neo-Hegelianism-—-a language that has not been
particularly noteworthy for its clarity and specificity. Our concern
here, however, is with his claim that “phantasy” is, in some
determinate sense, essential to political inquiry.
Marcuse seems to be arguing that “phantasy” is essential to
political inquiry because “phantasy” is “imagination,” and
“imagination” “denotes a considerable degree of independence from
the given, of freedom amid a world of unfreedom. in surpassing what
is present, it can anticipate the future.”
This is curious indeed, if we must employ imagination or phantasy to
anticipate the future, certainly some anticipations are better than
others. Some anticipations are simply wish-fulfillments, others are
predicated on false assumptions, others are simply stupidities, and
still others are projections made on the basis of reasonably well
confirmed tendencies in act. All anticipations of the future
(individual or collective, natural as well as social) are in some
sense independent of the given, and all of them involve a logical
leap warranted oniy by a regularity analysis of the past and
present— all of them are undertaken with some hazard—and all of them
exemplify “freedom” in that sense in a “world of unfreedom.”
But all of us recognize that anticipations which are totally
“free” from the “given” (whatever that is supposed to mean), are not
“free” but irresponsible. When Marcuse tells us that “phantasy” can
provide us with “answers” that “would be very close to the truth,
certainly closer than those yielded by the rigorous conceptual
analyses of philosophical anthropology,” for it would “determine
what man is on the basis of what he really can be tomorrow,” he can
hardly mean that any phantasy will do. The phantasy he seems
to be advocating is that which is very much akin to the intuition
employed by a skilled and knowledgable scientist, who knows his
subject very well and can thus make credible, if probabilistic,
projections within his universe of inquiry. The merit of those
projections will be determined by the available total evidence
concerning “potentialities” operative in that universe, and those
potentialities can only be determined by systematic empirical
assessment. Only then can futures be anticipated with the “certainty
of a reasoned and reasonable chance ‘ In such determinations ‘phantasy,”
“imagination.” and “intuition” will function in an essential
preliminary, but tightly controlled, cognitive fashion. Their
specific cognitive merit can only be determined by standard
empirical techniques.
Only when preliminary moves employing “phantasy” and “intuition”
assist in the construction of viable social science theory can they
gain admission—and then only as propaedeutic to the knowledge
enterprise. Marcuse seems to at least intuit such a requirement, for
when he characterizes his work as “critical theory,” a theory
employed to “explain the totality of man and his world in terms of
his social being,” he contends that its truth is certified not by
phantasy or imagination, but by “demonstration” that proceeds “on
empirical grounds.” He talks of fulfilling man’s “possibilities” in
terms of “definable goals of practice,” goals which are expressive
of “an actual tendency” empirically determinable. He characterizes
his theory as something which is clearly not the product of “mere
speculation.” It is a viable theory “grounded on the capabilities of
the given society.” Moreover, it has explanatory and predictive
pretensions. In 1937 he maintained that his theory could have
“easily” “comprehended and predicted” the “social situation
expressed in the authoritarian states” that had appeared in Germany
and Italy.16 No mean achievement—but one which could only be
accomplished by standard science.
All of which means, if it means anything at all, that Marcuse
advances, as intrinsic to his enterprise, a social science theory
having explanatory and predictive function—whose only tests of truth
would be logical consistency, and empirically confirmed descriptive
and explanatory power. That this theory is conjoined with a
collection of familiar unproblematic and prima fade values
(Marcuse offers, as we have seen, “freedom,” “happiness,” “truth,”
“reason,” “fulfillment,” and “authenticity” as candidates) makes it
normative in intention. Marcuse’s work gives expression to a complex
normative argument. It generates the predictable collection of
prescriptions, proscriptions, recommendations, exhortations, and
warnings. But his injunctions have as much force as his definitions
have consistency and his knowledge claims have truth. When critical
terms are given a variety of definitions, each of which is not
self-evidently compatible with the other, it is difficult to say
that we have, in fact, “definable goals.” If “freedom” is identified
with “reason,” and then we are told that “freedom is the truth of
necessity,” and yet “reason means shaping life according to
men’s free decision l we cannot help being puzzled—not
because we do not share Marcuse’s values, or fail to enjoy enough
“phantasy,” but because it becomes increasingly difficult to know
what he means to say. If we are told that “the totality of
human relations” must be “liberated,” we can hardly be sure what we
are enjoined to do or, as the case might be, not do—no
matter how much “intuition” we can conjure up.
When, however, Marcuse claims that “the labor process” causes the
“laborer’s organs [to] atrophy and [be] coarsened . . .“ and that
the “unpurified, unrationalized release of sexual relationships
would be the strongest release of enjoyment as such and the total
devaluation of labor for its own sake . . . ,“ these are
serious (if confused) factual and causal, i.e.,
empirical, claims. The question that urges itself upon one is,
how can they be verified? The most singular thing about Marcuse’s
work in this respect, is the impressive lack of empirical evidence
for any of his claims. His references are almost invariably
to discursive, rather than experimental, literature. Even in the one
instance where appeal is made to the clinical literature of
psychoanalysis, he opts to reject most of the prevailing judgments
of practicing clinicians and therapists and makes recourse to
Freud’s “metapsychological” conjectures—invoking, for his purposes,
singular speculations, like the “death instinct,” to explain
individual and collective phenomena. We find ourselves back with the
least creditable Freud—with his conjectural “prehistoric domestic
drama” and his fables about “racial memories”— and a theory of
society which sees collective life “rooted in instincts.”
One has difficulty with
Marcuse not because one resists “freedom,” “happiness,”
“authenticity,” and “fulfillment” as values, or because one lacks
the requisite “phantasy” or “intuition,” but because one simply does
not know what to make of what Marcuse means to say, how much of what
he says is to be taken seriously, or what is implied by what he does
succeed in saying, given the vague, rambling and paradoxical
characterizations he offers. It is doubtful if any appeals to
“phantasy,” “imagination,” or “intuition” will make the task any
easier. If it is true, as Marcuse contends, that there is a “truth”
“beyond science and logic,”20 it is incumbent upon him to exhibit
that he has attained it, can give expression to it, and can
characterize its evidence conditions—in other words that he can
credibly establish that his enterprise is a cognitive one. Marcuse
makes a special effort to satisfy just such a demand in undertaking
recourse to one final putative extrascientific adjunct: “dialectical
logic.”
Appeals to something vaguely called the “dialectic” are commonplace
in political science literature. The “dialectic” has been pressed
into service on a variety of occasions and is understood to satisfy
a variety of functions. The central issue is whether it ever
performs
a cognitive function. To this question no definitive answer
can be attempted here—given obvious restrictions of space, intention
and Noncognitive Language and Contemporary Analysis disposition. It
can be said, however, that the “dialectic” has had an unfortunate
history.
Originally, in antiquity, the term “dialectics” simply meant the “art of dispute and debate (diaiektike techne)” through which a more adequate understanding of anything was obtained by tendering, inspecting and attempting to resolve questions concerning it, advanced from conflicting points of view. It was German Idealism that elevated the dialectic to a special place in the inventory of epistemic devices. Its special virtues have long been sung—but efforts to characterize its application, or catalogue its achievements, have produced little of substance. J. N. Findlay, one of the most knowledgeable commentators on 1-legel (the dialectic owes its contemporary renaissance to the followers of Hegel), characterizes the dialectic in the following way:
Exactly what is meant by calling [Hegel’s] philosophy “dialectical”
is. . . far from clear, nor whether it is a good or a bad manner of
philosophizing. The meaning and worth of the 1-legelian Dialectic
is, in fact, teasingly obscure even to those who have studied Hegel
longest and most sympathetically, who have brooded deeply over the
discrepant accounts he gives of his method, and on the Protean
tricks through which he operates it. If one starts by thinking
Dialectic easy to characterize, one often ends by doubting whether
it is a method at all, whether any general account of it can be
given, whether it is not simply a name covering any and every of the
ways in which Hegel argues. And if one tries to distinguish between
the way in which the method should be used, and the way in
which Hegel actually uses it, one soon finds that his practice
provides no standards by means of which its detailed working can be
tested.’
There is nothing to indicate that the nature and merit of Marcuse’s
“dialectic” is any more apparent. For one thing, it is almost
impossible to determine what Marcuse understands the dialectic to
be. Sometimes he speaks of it as a “logic,” but it is obvious that
it is a most singular “logic,” a logic which “reveals and expresses
that which really is—as distinguished from that which appears to be
(real).”22 It would thus be a “logic” with empirical and ontological
pretensions. A most singular “logic.” Furthermore, it is a “logic”
which takes seeming delight in semantic vagueness. It is a “logic,”
for example, that reveals to us that “Truth” (dignified with the
capital T) is the equivalent of “Being” (equally dignified, as one
might expect, with a capital B). It tells us, moreover, that “in
their completed form both happiness and reason coincide.”
“Dialectical logic,” as we have already observed, identifies Reason
and Freedom, and conjoins that intelligence with the formula “Reason
Truth Reality,” which permits us to assert, if “dialectical logic”
means anything at all, that Truth is equal to Being and Being is
equal to Happiness and Happiness is equal to Reason and Reason is
equal to Freedom and Freedom is equal to Reality and Reality is
equal to Truth and Truth is. . ., and around once again. But this is
not all it accomplishes. We are informed that we must defend all
these insights against the threat of “Nothing” (also endowed with
the substantive capital)—which is “a potentiality and a threat to
Being.” Since Nothing is a potentiality and a threat to Being, it is
a potentiality and threat to Truth, it is a potentiality and a
threat to Happiness, and since it.
No charge of inconsistency or contradiction can be sustained against
such a “logic,” since it not only does nothing to avoid the semantic
and syntactic vagueness of ordinary speech—it incorporates and
expands upon them. The “dialectic” is a “logic” which has empirical
pretensions, is semantically vague and syntactically obscure, and
concerning which no judgment of consistency can be scrupled. A most
singular “logic.”
Lewis Carroll (himself a logician), in his adventure of Alice in
Wonderland, provides us with what is perhaps an instructive
sequence. Alice, among the quaint company of the inhabitants down
the Rabbit Hole, found herself faced with the prospect of
participating in a “Caucus-race.” When she asked what a
“Caucus-race” might be, she was told that in order to come to know
what it was one really ought to do it. A circle was laid out—it
really didn’t matter whether it was a circle or not—there are no
rules for this sort of thing. Then everyone was placed somewhere
along the course and took up running at will. After a while when
everyone was tired, the “race” was stopped—and then a decision had
to be made as to who had won. After long deliberation it was decided
that since everyone had put so much effort into the
activity—everyone had won. The only question that remained was
who was to provide the prizes. It was inevitable, it seems, that
Alice was made to shoulder the burden.
The “dialectic” seems very much like a “Caucus-race”—there doesn’t
seem to be any identifiable body of rules that subtend the
entertainment. Everyone takes up the activity wherever he chooses
and continues until he is tired. At its conclusion everyone has won—
and the reader must provide the prizes. One cannot help feeling that
something has gone amiss.
The “dialectic” has, in fact, had a doleful history in the one place
where it was taken seriously: in the Soviet Union. It was originally
touted as a “logic” that opposed “idealistic formal logic” (what
Marcuse calls, with Hegel, “abstract logic”). Formal logic, it was
held, was simply a bourgeois snare (for Marcuse “formal or symbolic
logic” is part of the “logic of domination”—a Marcusean
transliteration of the Marxist “bourgeois oppression”). “Dialectical
logic,” to a generation of Soviet thinkers (as it is to Marcuse),
was a “logic” that revealed the “essences” of things, the
“fundamental and immutable laws of thought” and of “evolution of
social and mental life.” It “reflected” the real world and made
“thinking and being identical.” Being the source of so many good
things, Soviet thinkers stoutly defended it against the impostures
of formal logic. Formal logic being “abstract” (for them as it is to
Marcuse), it failed to recognize the “real contradictions” that
inhabit reality. The great advantage of “dialectical logic” was that
it was a “logic of contradictions,” and thereby captured the
“contradictory essence” of “reality” (something it does for Marcuse
as well). All of this was embodied in the work of Engels and Lenin
and Plekhanov. In the first edition of the standard Brief
Philosophical Dictionary, published during the Stalin period, it
was insisted that “the laws of formal logic oppose themselves to the
laws of dialectical logic,” and Soviet mathematicians and logicians
were enjoined to develop a “proletarian dialectic to replace the
“empty” logic of “Bourgeois idealism.” Marcuse has been equally
eloquent in characterizing the poverty of “abstract logic,” and
admonishes Amen can
philosophy to seek out his “contradictory two-dimensional logic” to
replace the “one-dimensional thinking” of formal logic. Formal logic
“dominates”----dialectical logic “liberates.”
One need but review the history of the controversy concerning the
“logic of contradictions” as it developed in the Soviet Union in
order to appreciate its signal failure.25 Every responsible Soviet
thinker today recognizes that it is especially absurd to hold that
contradiction exists not only in thought and language but also in
“reality,” since it is the distinguishing trait of a
self-contradictory utterance that it describes nothing whatever. A
contradiction is always false—and says nothing at
all.26 Marxist-Leninists have been quick to reinterpret
“contradiction,” to mean no more than the presence of “conflicting
or opposing tendencies” in “reality.” But such a redescription
empties the term “contradiction” of any independent meaning. If one
means to say, as Marcuse does on occasion, that there is an
“opposition of forces, tendencies, elements, which constitutes the
movement of the real . . “27 then that is what one ought to say.
There is no merit in baptizing a perfectly consistent description of
trends and countertrends, opposing forces and countervailing
tendencies tendentiously as “contradictions.”
It is not at all clear that the “dialectic,” and its “logic of
contradiction,” serves any independent cognitive purpose that
escapes normal cognitive techniques. If one were not generous, one
might characterize its specific function as obscuring gaps in
arguments, camouflaging impaired reasoning, affording a semblance of
credibility to vague and unsupported factual claims, making illicit
transitions from matters of fact to ascriptions of value and in
general providing a noncognitive linguistic recreation.
When Marcuse tells us that “the dialectical definition defines the
movement of things from that which they are not to that which they
are,” he can only mean that he is attempting to characterize the
development of something in terms of confirmed historic or
systematic process laws. When he says that the “object of
dialectical logic is neither the abstract, general form of
objectivity, nor the abstract general form of thought—nor the data
of immediate experience,” he is doing little else than (in his own
language style) saying that a historic or systematic process law,
conjoined with initial conditions, provides an adequate account of
development— and such an account is neither simply “abstract,
general, of thought or of immediate experience.”28 It involves
concrete inductive generalizations covering a reasonably
well-defined class of concrete objects understood to operate within
specified or specifiable boundary conditions. None of which involves
a “logic of contradictions,” a “dialectic,” or any exotic
adjunct to standard scientific techniques.
If all one wishes to do is to indicate that language has a variety
of functions—that no single description, no matter how complex,
exhausts reality, that variables frequently interact in a complex
system of interdependencies, that unanticipated consequences follow
from our most carefully rehearsed social acts, that much of the
detail of our natural and social world is contingent and evanescent,
that confirmed lawlike regularities afford us only approximations of
outcomes, that all our synthetic knowledge is corrigible—then appeal
to a mysterious “dialectic logic,” the rules of which are at best
opaque, and whose influence has done more to engender than reduce
confusion, is simply not necessary. Imagination, intuition,
phantasy, the dialectic and poetry can, like preliminary conceptual
schemata, serve as heuristic devices critical to the
knowledge enterprise—but they are not its substitute. Nor do they
constitute indifferent substitutes for the language of cognition. To
make knowledge claims commits us to linguistic precision, specified
or specifiable rules of evidence, a public characterization of
meaning and an intersubjective test of truth. We cannot satisfy
these commitments with imagination, intuition, phantasy, the
dialectic or poetry.
Our account thus far has pursued the outlines of an analysis
calculated to distinguish the cognitive from the noncognitive
employments of the language. Whatever cognitive utility “the
dialectic,” “imagination,” “phantasy,” and “intuition” have is the
consequence of their function as sometimes necessary preliminaries
to significant cognitive enterprise. “Imagination,” “phantasy,” and
“intuition,” whatever they are taken to mean, at best suggest
lines of inquiry in very much the same fashion as analogy and
metaphor. Every research scientist and scholar employs them in order
to orient himself with respect to his subject matter. Only when such
“insights” mature into relatively precise test hypotheses, open to
public scrutiny, do they enter into the knowledge enterprise itself.
Only when they are confirmed directly by some finite set of
observations or indirectly within the confines of a systematically
related set of propositions—only when they have warranted confirmed
or systemic meaning—do they enter as material truths into the body
of credibilities.
((((((END SUB CHAPTER)))
Only when they are confirmed directly by some finite set of observations or indirectly within the confines of a systematically related set of propositions—only when they have warranted confirmed or systemic meaning—do they enter as material truths into the body of credibilities.
While the discussion thus far has suggested a strategy which might
accomodate a variety of claimants for interstitial cognitive status,
there remains, inevitably, an imposing body of material outside the
confines of the account. Political ideologies, for example, have
received extensive consideration in political science literature, to
which our brief discussion of “myths” hardly makes contribution. If
Sorel tended to treat “myths” as noncognitive locutions, such a
characterization is simply inadequate to accomodate ideological
thinking in general. A more fruitful analysis might be one which
made “myths,” as Sorel conceived them, instantiations of a special
subset of a more inclusive class of complex linguistic entities. The
inclusive class might be identified as “ideologies,” with “myths” as
limiting cases.
Ideologies, in general, and myths as special cases, can be
understood to perform the same noncognitive political and social
functions in at least one respect. They can be used to mobilize
sentiment, provide rationalizations for organizational purpose,
serve as recruitment aids, recharge flagging enthusiasm—in effect
perform manipulative and expressive, and only tangential cognitive,
functions. In this capacity they are, by and large, neither true nor
false. We all immediately recognize that the Marxist-Leninist who
claims that the “truth” of Marxism is confirmed by its ability to
mobilize revolutionary sentiment has advanced a bogus argument.29
That Christianity has found billions of adherents in the course of
two millennia dOes not serve to confirm a single one of its
doctrinal utterances. Christianity has enjoyed enormous success and
has gathered into its fold untold millions of non-Christians in what
used to be seen as a triumphal inevitability. All of which tells us
interesting things about the sociology of mass behavior, the
satisfaction of individual emotional needs, and the processes that
govern the dissemination of ideas and the techniques effectively
employed in proselytization—but nothing about the truth or falsity
of any of the utterances that have issued forth from Christian
theologians since the death of Christ.
Success in expressive employments constitutes no evidence of truth.
The most patently absurd collection of simplisms can enjoy, and have
in fact enjoyed, the most astonishing political success. All of
which simply admonishes us to distinguish the truth of any
linguistic performance from its emotive and pragmatic effect. The
fact is that political ideologies can be understood, generically, as
complex normative arguments—and as such are essentially cognitive
artifacts. They are, at their best, composed of argued beliefs about
matters of fact, conjoined with a finite set of analytic statements
and value commitments. At times such complex arguments can be
synoptically and stenographically expressed. On such occasions we
might talk of condensed language. The assumption would be that such
language could be suitably expanded upon request. “Myths,” as Sorel
employed the term, might appropriately refer to condensed
formulations that cannot be expanded or, if expanded, are
known to be false. Such formulations might then be appropriately
referred to as couched in symbolic or mythic language—and such
formulations, as Sorel seemed to appreciate, might be all but
expressive. They would be noncognitive.
Commentators on political affairs have made us all aware of the fact
that when ideologies are taken up by political constituencies they
find expression in ordinary language and generally make an
appearance in locutions that are lax in precision, that are
deductively defective and cognitively flawed. Some analysts have
gone so far as to construe such defective performances as
symptomatic of ideological thinking in and of itself. Thus, for
example, Talcott Parsons identifies what he calls the “essential
criteria of an ideology” as “deviations from social science
objectivity.” Ideology contains statements about society which can
be shown, by the methods of social science, to be positively in
error and involves a manifest bias in selectivity—only those truths
that suit his purpose are entertained by the ideologist.30 The
ideologist, in effect, is a biased purveyor of falsehoods. Werner
Stark has similarly characterized ideological thought as “a mode of
thinking which is thrown off its proper course. . . something shady,
something that ought to be overcome and banished from our
mind”—thought that is somehow “deformed”—ideological ideas are “like
a dirty river, muddied and polluted by the impurities that have
flooded into it.”3’
Should we accept such characterizations, ideologies should be
dismissed as having significant social functions, but possessed of
only grossly impaired cognitive import. ideological thinking, by
definition, would be defective cognitive thought. Such an account is
manifestly inadequate.32 Ideological arguments are a special class
of complex normative arguments—and normative arguments, as we have
suggested, are as true or as false as the truth or falsity of their
constituent statemental components. Marx as an ideologist did not
simply generate defective arguments impaired by false descriptive
propositions. Whatever faults one can find in Marx (and there are,
no doubt, many) are faults common to any cognitive
undertaking. Similarly, neither Giovanni Gentile nor Alfred
Rosenberg could be reasonably conceived to have been nothing more
than calculating deceivers. Gentile’s attempt to vindicate Fascism,
and Rosenberg’s attempt to vindicate National Socialism were serious
attempts to provide the normative, and consequently cognitive,
rationale for Fascist and National Socialist policies and
institutions. Should their arguments prove defective, should their
credibility be undermined, they can no longer serve as
vindications— although they may serve manipulative and
persuasive purpose very effectively.
That ideologies serve noncognitive purpose, that they lend
themselves to the manipulation of masses, that they come to serve as
rationalizations for brutalities and stupidities is common
knowledge—but such functions do not characerize “ideological
thinking.” Some men use drama or poetry to gull the innocent. Some
use art. Some use science. The fact that poetry, art and science can
be put to such noncognitive purpose is not their defining property.
If a distinction is to be made between ideologies and their flawed
progeny—that is to say a distinction is entertained between the
reasoned arguments of social and political philosophers of the
caliber of Marx and Gentile and the grossly simplified versions that
pass into doctrinal catechisms or serve exclusively expressive or
evocative function—we might speak of “ideologies” and “myths”
(elsewhere I have suggested the term “doctrine” might be invoked to
refer to the “relatively loose collection of [ideological theses]”
which are “essentially action related” and “contain a program and a
strategy for its fulfillment” and “provide a belief system for
organizations that are built around them”).33 The distinction would
be between argued beliefs that are intended to serve essentially
cognitive purpose and the shadow of those beliefs, or their
formulation in expressive or evocative language, that serve
essentially or exclusively pragmatic (organizational, strategic or
manipulatory) purpose. The distinction would reflect the distinction
between the language and intention of Marx and Mao, between Gentile
and Mussolini, between John Locke and Richard Nixon, between Herbert
Spencer and Barry Goldwater.
—to serve the organizational, strategic and recruitment purposes of
a political faction of whatever persuasion—what results is very
often something that looks, for all the world, like “thinking thrown
off its proper course,” discourse undertaken to project one’s
psychological problems on the world, to give expression to
intrapsychic strain, to alleviate one’s personal emotional
indisposition or evoke collective sentiments. We have all been
exposed to such counterfeit efforts at political persuasion and been
subject to such mobilizing techniques—the simple employment of
invective, gross exaggeration, unqualified declamation, diatribe,
exhortation and empty rhetoric. We are all familiar with the
catalogue of abuses rehearsed in political argument—and we are all
painfully aware that when language has devolved to this, its
simplest noncognitive employment, the reasoned resolution of
problems, is impossible. Mythic or doctrinal language is the
language of “confrontation,” the preparation for inevitable, because
provoked, conflict—an invocation to arm for Armageddon. The
employment of such primitive linguistic devices constitutes clear
evidence that language has failed its cognitive purpose. Mythic or
doctrinal language is a verbal grimacing, a spoken gesture language,
a language employed all but exclusively to invoke, excite and
express emotion. It is an exacerbated form of expressive language,
vague in intention, imprecise in formulation, uncertified by any
conceivable public test. It is the language of outrage—and it
portends violence. It dichotomizes the world into the morally
exalted and the morally irredeemable, the chosen and the damned, the
progressives and the reactionaries, the capitalists and the
proletariat, the oppressed and the oppressors, the Gentile and the
Jew, the Black and the White, the good guys and the bad. In such a
universe violence becomes a predictable necessity. Mythic or
doctrinal language is the most perverse form of noncognitive
discourse—because those who invoke it are prepared to have us
pay the price of its use.[2]
END of Chapter
Bibliography:
Website help.
http://www.historyguide.org/intellect/hegel.html
((Website on Absolutism and Plato/Socratic
http://www.friesian.com/key.htm#key
http://www.friesian.com/hegel.htm
[2] Gregor, A. James, Metascience & Politics, An Inquiry into the Conceptual Language of Political Science, 2nd, ed. (New Brunswick, New Jersey: Transaction Publishers, 2003), pp. 318 - 340.